Blog Month: July 2020

CODA’s Comment Letter regarding the SEC Commission Statement on Market Structure Innovation for Thinly Traded Securities

Via e-mail: rule-comments@sec.gov Ms. Vanessa Countryman Secretary U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090 Re: Commission Statement on Market Structure Innovation for Thinly Traded Securities (File No. S7-18-19) Dear Ms. Countryman: I am pleased that the Commission has taken the initiative to engage market participants in determining how this problem—which... Read more

Posted on: July 22, 2020