Posted on: May 11, 2018
Click here for Comment letter
Liquidity Protection Rule
ALISA Research Website
The Web site is for informational purposes only. None of the information contained on the Web site constitutes a solicitation, offer, opinion, or recommendation by PDQE to buy or sell any securities or other financial instruments, or to provide legal, tax, accounting, or investment advice, or services regarding the suitability, or profitability of any security or investment, or to participate in any particular trading strategy in any jurisdiction in which such offer, solicitation or trading strategy would be unlawful. PDQE is not a registered broker dealer or investment adviser, and is not acting as a broker, dealer, underwriter, placement agent, or investment adviser in connection with any security referenced on this Site or any other activities conducted through this Site.The analytical calculator or investment strategies available on this Site might not be suitable for you. PDQE assumes all sources and information to be truthful and reliable, but does not warrant or guarantee their accuracy, validity, timeliness or completeness. All statements contained in this Site are deemed to be factual as of the date they are provided and are subject to change without notice.
Users are hereby granted a limited, royalty-free, non-exclusive license to use any applications, data, or other materials posted on this Site strictly for internal business purposes. For the avoidance of doubt, these applications and data (i) are provided for informational purposes only, (ii) are not intended to and may not be used in any production system, whether internally by the user or otherwise, (iii) are provided on an “as is” basis, subject to all of the terms and conditions of this Agreement, and (iv) may not be transferred, distributed, copied, republished, reverse engineered, displayed, modified, posted, transmitted, or have derivative works created from them without PDQE’s express prior written permission.Except as stated herein, no license is granted with respect to any copyright, trademark, patent or other intellectual property rights, and all right, title and/or interest in and to the Web site and/or any products, services, technology and/or software described on this Web site, shall at all times remain the property of PDQE, its affiliates, licensors or any applicable third party.Any rights not expressly granted herein are reserved to PDQE.
Disclaimer of Warranties
THE CONTENT IS FOR INFORMATIONAL PURPOSES ONLY, AND IS PROVIDED BY PDQE ON AN “AS IS” BASIS. TO THE FULLEST EXTENT PERMITTED BY LAW, PDQE EXPRESSLY DISCLAIMS ANY AND ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING WITHOUT LIMITATION WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE, AND NON-INFRINGEMENT. IN NO EVENT SHALL PDQEOR ANY OF ITS AFFILIATES BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, PUNITIVE, OR CONSEQUENTIAL DAMAGES OF ANY KIND WHATSOEVER, INCLUDING BUT NOT LIMITED TO LOST PROFITS, TRADING LOSSES, OR DAMAGES THAT MAY RESULT FROM THE USE OF THE CONTENT, ANY DELAY OR INTERRUPTION OF SERVICE, OR OMISSIONS OR INACCURACIES IN THE CONTENT, WITH RESPECT TO THE CONTENT.THE FACT THAT PDQE HAS MADE OR MAY MAKE CONTENT AVAILABLE ON OR ACCESSIBLE THROUGH THE SITE DOES NOT CONSTITUTE A REPRESENTATION BY PDQE THAT ANY SUCH CONTENT IS SUITABLE OR APPROPRIATE FOR THE USER. PDQE IS NOT SOLICITING ANY ACTION BASED ON IT. THE CONTENT IS NOT TO BE CONSTRUED AS A RECOMMENDATION OR AN OFFER TO BUY OR SELL, OR THE SOLICITATION OF AN OFFER TO BUY OR SELL, OR TO ENTER INTO ANY TRANSACTION IN RESPECT OF, ANY SECURITY, FINANCIAL PRODUCT OR OTHER INSTRUMENT.THE USER, AS A CONDITION TO VIEWING THE CONTENT OR DOWNLOADING OR USING ANY SOFTWARE, EXPRESSLY WAIVES ANY CLAIM IT MAY HAVE AGAINST PDQEAND ITS AFFILIATES, THEIR MEMBERS, MANAGERS, DIRECTORS, OFFICERS, EMPLOYEES, AGENTS, AND CONTRACTORS.
Limitation of Liability
In no event shall PDQE, nor any of its affiliates, nor any of their managers, members, directors, officers or employees, nor any third party provider, be liable to users of this Web site for: (1) any loss or injury caused, in whole or in part, by its actions, omissions or negligence, or for contingencies beyond its control, in procuring, compiling, or delivering the Content or other matters presented at the Web site; 2) any errors, omissions or inaccuracies in the Contentpresented in this Web site regardless of how caused, or delays or interruptions in delivery of the Contentor other matters presented in this Web site; 3) any decision made or action taken or not taken in reliance upon the Contentor other matters presented in this Web site; 4) any damages or injury resulting from your access to this Web site, including, but not limited to, damage to or failure by your computer equipment or other property, communication line failures, computer viruses or inability to access this Site; or (5) any other direct, special, indirect, or consequential damages, or loss of profits or any other damages of any kind even if PDQE or any other party has been advised of the possibility thereof. Any Contentdownloaded or otherwise obtained through the use of this Web site is at your own discretion and risk, and you will be solely responsible for any damage to your computer system or loss of data that results from the download of such Content.
Some U.S. states and foreign countries provide rights in addition to those above or do not allow the exclusion or limitation of implied warranties or liability for incidental or consequential damages. Therefore, the above limitations may not apply to you or there may be state or other applicable jurisdiction’s provisions which supersede the above.
Waiver and Indemnity
BY USING THE SITE, YOU AGREE, TO THE EXTENT PERMITTED BY LAW, TO INDEMNIFY AND HOLD PDQE, ITS AFFILIATES, AND THEIRMANAGERS, MEMBERS, DIRECTORS, OFFICERS, EMPLOYEES, AFFILIATES, AGENTS, CONTRACTORS, AND LICENSORS HARMLESS WITH RESPECT TO ANY CLAIMS ARISING OUT OF YOUR BREACH OF THIS AGREEMENT, YOUR USE OF THE SITE, OR ANY ACTION TAKEN BY PDQE AS PART OF ITS INVESTIGATION OF A SUSPECTED VIOLATION OF THIS AGREEMENT OR AS A RESULT OF ITS FINDING OR DECISION THAT A VIOLATION OF THIS AGREEMENT HAS OCCURRED. THIS MEANS THAT YOU CANNOT SUE OR RECOVER ANY DAMAGES FROM PDQE, ITS AFFILIATES, OR THEIR MANAGERS, MEMBERS, DIRECTORS, OFFICERS, EMPLOYEES, AFFILIATES, AGENTS, CONTRACTORS, AND LICENSORS AS A RESULT OF ITS DECISION TO REMOVE OR REFUSE TO PROCESS ANY INFORMATION OR CONTENT, TO WARN YOU, TO SUSPEND OR TERMINATE YOUR ACCESS TO THE SITE, OR TO TAKE ANY OTHER ACTION DURING THE INVESTIGATION OF A SUSPECTED VIOLATION OR AS A RESULT OF PDQE’S CONCLUSION THAT A VIOLATION OF THIS AGREEMENT HAS OCCURRED. THIS WAIVER AND INDEMNITY PROVISION APPLIES TO ALL VIOLATIONS DESCRIBED IN OR CONTEMPLATED BY THIS AGREEMENT.
Unless you have a written agreement in effect with PDQE which states otherwise, you may only provide a hypertext link to the Site on another website provided that (a) the link must be a text-only link clearly marked [ALISA Research Site] or http://pdq.staging312.com/iframe-outer-page/.com, (b) the link must point to the URL http://pdq.staging312.com/iframe-outer-page/.comand not to other pages within the Site, (c) the appearance, position and other aspects of the link may not be such as to damage or dilute the goodwill associated with PDQE’s name and trademarks, (d) the appearance, position and other aspects of the link may not create the false appearance that an entity is associated with or sponsored by PDQE, (e) the link, when activated by a user, must display the Site full-screen and not within a frame on the linked website, and (f) PDQE reserves the right to revoke its consent to the link at any time in its sole discretion.You may not display any Content in any way that creates a misimpression or likelihood of confusion that such Content is from any source other than PDQE.
PDQE respects the intellectual property of others. If you believe that your work has been copied in a way that constitutes copyright infringement or are aware of any infringing material placed by any third party on this Web site, please contact us at email@example.com. In your notification, please provide us with the following information:
Trademarks and Service Marks
PDQE owns registered and common-law trademarks, service marks, domain names and trade dress protected by trademark laws in the United States and other countries. Other names, whether or not appearing in large print, italics or with the trademark/service mark symbol are trademarks and service marks of PDQE, its subsidiaries, related companies or third party content providers, unless otherwise noted. The use or misuse of these trademarks/service marks or any other content or materials, except as permitted herein, is expressly prohibited and may be in violation of copyright law, trademark law and/or other relevant laws. Please be advised that PDQE actively and aggressively enforces its intellectual property rights to the fullest extent of the law. PDQEand its affiliates’ marks, names, logos and trade dress include, but are not limited to, the following: “PDQ”, “PDQ Enterprises”, “ALISA”, “PDQ ATS”, “CODA”, “CODA Markets”.
Third Party Materials
Certain Content available via the Web site may include materials from third parties. PDQE may provide links to third-party websites as a convenience to you. You agree that PDQE is not responsible for examining or evaluating the content or accuracy and PDQE does not warrant and will not have any liability or responsibility for any third-party materials or websites, or for any other materials, products, or services of third parties. You agree that you will not use any third-party materials in a manner that would infringe or violate the rights of any other party and that PDQE is not in any way responsible for any such use by you.
Laws and Applicable Jurisdiction
You acknowledge and agree that your access to and use of this Site is subject to all applicable international, federal, state and local laws and regulations. The terms, conditions and policies contained in this Agreement will be governed by and construed in accordance with the laws of the State of New York, without regard to any principles of conflicts of law. You acknowledge and agree that any legal action, whether at law or in equity, arising out of or relating to this Agreement will be filed only in the state or federal courts located in New York City; that you irrevocably consent and submit to the exclusive personal jurisdiction of those courts for the purpose of litigating any such action; and that you will irrevocably waive any jurisdictional, venue or inconvenient forum objections to such court.
The Site does not require you to provide personal, nonpublic information. We only collect personal, nonpublic information that you knowingly and willingly supply to us. Site users may choose to complete a contact form, which may request information such as name, address, telephone number, e-mail address, etc. Users may also use this form to share comments relating to our Web site or our business in general. The information provided through this form will be used either to improve the content of our Web site or to direct a member of our sales department to contact the user. None of the information provided in the contact form will be sold or transferred to any third party. We will not share your information with third parties unless required by law. We store your information securely and only for the purpose of providing services you have requested from us or as otherwise described herein.
We may collect and retain data on the general usage of the Site. Like most Web sites, the site maintains logs that when analyzed show IP addresses of our users, date and time and pages viewed. These reports do not contain personally identifiable information. We do not log, record, obtain or retain the information and data that you enter into this Site or into the tools and calculators on the Site such as securities symbols, order size, and other transaction-specific data.
Cookies are also used in our site. Cookies are small text files that are placed in a site user’s computer that contain no personal information about the user, but enable us to determine whether the site user has viewed the site previously. If you have any questions about our Privacy Notice, please contact us at firstname.lastname@example.org.
You acknowledge and agree that any communication between you and PDQE via this Site is not encrypted.
This Web site is not intended or designed to attract individuals under the age of 18. We do not knowingly collect personal information from or about any person under the age of 18. If you are under 18 years old and wish to ask a question or use this Site in any way which requires you to submit your personal information, please get your parent or guardian to do so on your behalf.
Restrictions on Use
The information provided on this Web site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation, or which would subject PDQE or its affiliates to any registration requirement within such jurisdiction or country. You may not use this Web site for any illegal purpose or in any manner inconsistent with the Agreement. You agree not to use, transfer, dispose, or distribute any Content in any manner that could compete with PDQE’s business.
You may not attempt to gain unauthorized access to any portion or feature of the Web site, or any other systems or networks connected to the Web site or to any PDQE server, or to any of the services offered on or through the Web site, by hacking, password “mining” or any other illegitimate means.
You may not probe, scan or test the vulnerability of the Web site or any network connected to the Web site, nor breach the security or authentication measures on the Web site or any network connected to the Web site. You may not reverse look-up, trace or seek to trace any information on any other user of or visitor to the Web site, to its source, or exploit the Web site or any service or information made available or offered by or through the Web site, in any way where the purpose is to reveal any information, including but not limited to personal identification or information, other than your own information, as provided for by the Web site.
You agree that you will not take any action that imposes an unreasonable or disproportionately large load on the infrastructure of the Web site or PDQE’s systems or networks, or any systems or networks connected to the Web site or to PDQE.
You agree not to use any device, software or routine to interfere or attempt to interfere with the proper working of the Web site or any transaction being conducted on the Web site, or with any other person’s use of the Web site.
You may not forge headers or otherwise manipulate identifiers in order to disguise the origin of any message or transmittal you send to PDQE on or through the Web site or any service offered on or through the Web site. You may not pretend that you are, or that you represent, someone else, or impersonate any other individual or entity.
As a user of the Web site, you may establish an account ("Account"). You should not reveal your Account information to anyone else. You are solely responsible for maintaining the confidentiality and security of your Account and for all activities that occur on or through your Account, and you agree to immediately notify PDQE of any security breach of your Account. PDQE shall not be responsible for any losses arising out of the unauthorized use of your Account.You agree to provide accurate and complete information when you register with, and as you use, the Web site ("Registration Data"), and you agree to update your Registration Data to keep it accurate and complete. You agree that PDQE may store and use the Registration Data you provide for use in maintaining your Account.You may not use anyone else’s Registration Data at any time without the express permission and consent of the holder of that Registration Data.
PDQE, at its sole discretion, at any time, for any reason or no reason and without notice to you may: (i) terminate this Agreement and/or your access to the Site, and/or (ii) terminate the license to any software; and/or (iii) preclude access to the Site (or any part thereof). PDQE reserves the right to modify, suspend, or discontinue the Site or any associated services (or any part or content thereof) at any time with or without notice to you, and PDQE will not be liable to you or to any third party should it exercise such rights.
The failure of PDQE to exercise or enforce any right or provision of this Agreement shall not constitute a waiver of such right or provision. Any clause of this Agreement declared invalid shall be deemed severable and shall not affect the validity or enforceability of the remainder. The terms of this Agreement may only be amended in a writing signed by PDQE.The Agreement constitutes the entire agreement between user and PDQE relating to the use of this Site. Users may also be subject to additional terms and conditions that may apply when users use affiliate services, third-party content or third-party software.
For More Information
If you have questions about any of the information provided herein, please contact us at email@example.com.
Last updated: September 30, 2016